BANKING EXPERT WITNESSES

Expert Witness: E-462277
This expert has over 30 years of experience in asset management. He earned his BS in industrial and operations engineering from the University of Michigan before earning his MBA from Harvard University. He is licensed by the National Futures Association in national commodity futures and is a member of the National Futures Association Hearing Committee. Throughout his career, he has held multiple distinguished leadership roles. He was the vice president of investment ...
Expert Witness: E-225157
This expert has over 30 years of experience in the field of commercial banking. He has had extensive involvement in all facets of commercial, asset based, real estate and consumer lending as well as underwriting, credit analysis, credit risk review, portfolio management, due diligence and business refinancing. He completed his BA in commercial banking from Lousianna State University. This expert is a certified AIB instructor with specializations in analyzing financial ...
Expert Witness: E-078842
This expert has over 30 years experience in the business, banking, finance and M&A with expertise in management, administration, and governance. He received his MBA in Financial Services from ESG UQAM in Montreal, and is a F.I.C.B. Fellow with the Institute of Canadian Bankers. He served as a compliance officer at both Laurentian Bank and ScotiaBank & Trust. He is currently an independent financial consultant.
Expert Witness: E-009316
This expert is an accomplished financial professional with over 30 years experience in the design and implementation of risk management programs, business plans, and budgets. His regulatory background includes senior positions at several US regulatory agencies, including the Federal Home Loan Bank of Dallas, the Office of Thrift Supervision, and the Comptroller of the Currency. He is a certified fraud examiner and holds a BBA with a major in finance and economics and an ...
Expert Witness: E-071818
This banking and regulatory expert is currently a Partner in the New York Office of a global law firm. He has over 45 years of industry experience, including 30 years at the Federal Reserve Bank of New York serving as General Counsel, Chief Operating Officer and First Vice President. In that capacity, he served as an alternate member of the Federal Open Market Committee and as a staff member of the President's Working Group on Financial Markets. The expert left the Fed ...
Expert Witness: E-070533
This highly qualified banking supervisory expert is a former officer at the Federal Reserve Board, where he was responsible for regulatory policies and supervisory standards surrounding credit, market, liquidity and operational risk management at regulated institutions. The expert first joined the Federal Reserve in 1991 as a Supervisory Financial Analyst and became a Deputy Associate Director for the Board of Governors in 2004. He oversaw market and liquidity risk, as ...
Expert Witness: E-067915
This highly qualified expert has spent over 50 years working in blood banking and transfusion medicine. He earned his M.D. from UCLA, where he also completed his internship. The expert finished his residency in medicine in the San Francisco area, at UC Hospitals and San Francisco General Hospital. He is Board Certified in Internal Medicine and Blood Banking, and he is licensed in California and New York. The expert previously served as the Medical Director and Chief ...
Expert Witness: E-062594
This asset lending, commercial contracts, and finance attorney currently works for a leading global law firm in New York. He earned his J.D. from Fordham University School of Law in 1982 and has been a financial attorney in New York for the past 30+ years. The expert spent over 22 years with Thacher Proffitt & Wood LLP, where he served as a Partner. He was also the Managing Partner of the New York office at SNR Denton for 2+ years. He has been recognized as a Fellow of ...
Expert Witness: E-009288
This highly qualified economist received his B.A. from Harvard University, M.A. from the University of Oxford, and his Ph.D in Economics from George Washington University. He brings extensive experience in financial regulation through his 5 years experience working as an economist at the federal-level at the Federal Reserve Board, Small Business Administration, and Federal Deposit Insurance Corporation. He also served as Chief Economist and Senior Policy Adviser in the ...
Expert Witness: E-015620
This expert has over 40 years of experience in every area of investment banking, including Mergers and Acquisitions (including LBOS and recapitalizations), Fairness Opinions, Adequacy Opinions, Solvency Opinions, Valuations, Damage Issues, Fiduciary Issues, Advice to Special Committees of Boards and Trustees, Due Diligence and Disclosure Issues, Financing of debt and equity both public and private, Leasing and Real Estate Financing, and many other areas. He graduated ...
Expert Witness: E-007958
This expert currently serves as Associate Professor of Economics at a university in New York and has been teaching economics for over 30 years. She received her B.A. in Sociology, her M.A., in Economics, and her Ph.D. in Economics. Her publications and presentations have focused on the topics of home mortgages and the foreclosure crisis. She previously worked at the New York State Banking Department (now the NYS Division of Financial Services) as Assistant Director of ...
Expert Witness: E-001395
This highly qualified banking expert has 34 years of banking experience. He has held several senior leadership positions in banking including Founder, President, VP/Commercial Lender, EVP/Region Underwriter and is highly knowledgeable about the credit review process and bank regulations. This expert has qualified and testified in a number of civil and criminal cases in both Federal and State Courts. He earned his BS at the University of California and is currently the ...

BANKING EXPERT WITNESS CASE STUDIES

Commercial Bank Allegedly Violates Bond Redemption Regulations BANKING Expert Case

This case involves US savings bonds worth $500,000 that were cashed at a bank in California without the knowledge or consent of the bond owner. The bank claimed that the owner of the bonds gave verbal permission for a coworker to come in and cash the bonds …

Bank Found Negligent In Instituting Anti Money Laundering Policies BANKING Expert Case

This case involves a bank in Chicago that served as a trustee to a large insurance company. The trust account contained eligible securities valued at $15 million. The bank subsequently allowed a third-party to deposit ineligible securities into the account …

Banks Fails To Conduct Due Diligence On Fraudulent Customer BANKING Expert Case

Banks Fails To Conduct Due Diligence On Fraudulent Customer

…  multi-billion dollar fraud. Its customer, an international banking company, sold certificates of deposit to individuals. Funds were …  diligence for nearly 10 years. An expert in correspondent banking was sought to opine on the standards of a reasonable bank, namely the …

Bank Allegedly Finances Domestic Terrorist Attack BANKING Expert Case

Bank Allegedly Finances Domestic Terrorist Attack

This case involves the victims of a domestic terrorist attack that was funded by an international bank. The bank in question allegedly evaded domestic economic sanctions, conducted illicit trade-finance transactions, and disguised financial payments in or …