INVESTMENT EXPERT WITNESSES

INVESTMENT EXPERT WITNESS CASE STUDIES

Hedge Fund Manager Is Wrongfully Terminated In The Midst Of SEC Probe INVESTMENT Expert Case

This case involves the head of trading at a large hedge fund who was wrongfully terminated during an SEC probe. He had been implicated for misconduct by his previous employer and the claim required investigation. After the investigation, the head of tradi …

Negligent Trust Management Leads To Multi-Million Dollar Loss INVESTMENT Expert Case

This case involves an insurance company that put its money into a trust with a depositor that ended up losing its money. The insurance company had a fronting agreement with a depository company. Part of the deal included the bank holding collateral in a tr …

Investment Banking Expert Reviews Equity Dispute INVESTMENT Expert Case

Investment Banking Expert Reviews Equity Dispute

…  case involves a dispute between an investment fund and a luxury resort. The plaintiff firm invested in the defendant’s company, and the investment was executed under a zero-interest convertible note. Under the terms, the firm would either receive the initial investment back or could receive a number of shares based on a prevailing …

Surviving Trustee Allegedly Violates Fiduciary Duty INVESTMENT Expert Case

Surviving Trustee Allegedly Violates Fiduciary Duty

This case involves a dispute over a survivors trust. A couple with no children held the trust, the main asset of which was a residential property. When the wife passed away, the husband established a survivors trust. One of the beneficiaries of the survivo …

Insurance Company Accused Of Securities Fraud INVESTMENT Expert Case

Insurance Company Accused Of Securities Fraud

…  alleged that the insurance company kept these funds and investments and defrauded investors and shareholders by claiming these funds as …

Financial Firm is Accused of Mismanaging 401(k) Funds INVESTMENT Expert Case

Financial Firm is Accused of Mismanaging 401(k) Funds

This case involves allegations against a large financial and banking firm in relation to the management of several 401k plans. It was alleged that the defendant caused plan participants to pay excessive fees for administrative services that were not actual …