FINANCE EXPERT WITNESSES

FINANCE EXPERT WITNESS CASE STUDIES

Asset Broker Accused of Neglected Fiduciary Duties FINANCE Expert Case

Asset Broker Accused of Neglected Fiduciary Duties

This is a securities fraud case where a broker, the employee of a large asset management firm in Illinois, was accused of breaching his fiduciary duty. While soliciting loans from the firm’s clients and claiming personal financial distress, the broker a …

Investment Experts Discuss Bank Fraud FINANCE Expert Case

Investment Experts Discuss Bank Fraud

…  their sales of student loans. Someone with expertise in finance was needed to comment on the actions of the company, the nature of …

Business Expert Witness Opines on Bad Lending Practices FINANCE Expert Case

Business Expert Witness Opines on Bad Lending Practices

This case takes place in Pennsylvania and involves the evaluation of loans by a national bank which was closed by the Office of the Comptroller of the Currency (OCC). The central issue in this case involves “Other Real Estate Owned” (OREO) assets were due  …

Trust Beneficiaries Accuse Trustee of Breach in Fiduciary Duty FINANCE Expert Case

This case involves a trust that was established by a man in the American Midwest for his children. After the man divorced his first wife and remarried, he named his new wife as the trustee. After several years, the property contained within the trust was s …

Financial Firm is Accused of Mismanaging 401(k) Funds FINANCE Expert Case

Financial Firm is Accused of Mismanaging 401(k) Funds

This case involves allegations against a large financial and banking firm in relation to the management of several 401k plans. It was alleged that the defendant caused plan participants to pay excessive fees for administrative services that were not actual …

Financial Damages Experts Opine on Auditing Firm Negligence FINANCE Expert Case

Financial Damages Experts Opine on Auditing Firm Negligence

This is a professional negligence case against a large auditing firm. The defendant firm was performing the audits for a property insurance firm in Texas. Insurance companies are required to maintain a certain amount of liquidity, however the property insu …

Finance Experts Opine on Stock Conversion Dispute FINANCE Expert Case

Finance Experts Opine on Stock Conversion Dispute

This case involves trading that occurred on a major European stock exchange. The plaintiff, a liquidated private equity fund, owned zero coupon bonds convertible into common stock issued by a large entertainment firm based in Germany. The plaintiff convert …

Banking Expert Witness Discusses Illegal Securities Sales Using Caribbean bank FINANCE Expert Case

A banking expert witness opines on a case involving a securities dealer who was convicted of illegal securities sales using a Caribbean bank. The defendant in this criminal case was convicted of selling unregistered securities, selling securities without  …

Revenue Management Expert Evaluates Contract Dispute FINANCE Expert Case

Revenue Management Expert Evaluates Contract Dispute

This case involves an alleged failure to compensate the plaintiffs for a shortfall in a healthcare revenue management contract despite previous explicit agreements. The law requires that hospitals like that of the plaintiff provide indigent care to persons …