FINANCE EXPERT WITNESSES

Expert Witness: E-324595
This highly qualified financial services expert has almost twenty years of experience across sales and trading, research, equity investing, and private equity. He earned his BA in economics and psychology and his MBA from University of North Carolina. He then gained his MS in finance from Georgetown University. This expert has served as a buy side trader and macro analyst at Goldman Sachs, the senior vice president of cross-asset and derivatives sales and trading at ...
Expert Witness: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness: E-009408
This financial expert earned his BA from Brown University, and his Master of International Affairs in Finance from Columbia University. He has held top leadership positions at numerous financial institutions including Standard & Poor's and Lehman Brothers He is the former Senior VP and Co-Head of Investment Banking Credit, Ratings Advisory, & Execution at Lehman Brothers. Through 2013, this expert was the Director/Senior Vice President - Ratings Advisory & Credit Review ...
Expert Witness: E-107164
This well-credentialed expert specializes in damages analysis, financial economics, and valuations in complex commercial litigation. Experienced across a range of verticals, he has testified on numerous government matters, including the largest government contract dispute in history. He has also worked in many private litigation matters and has valued damages, intellectual property, and lost profits. The expert earned his BS from Georgetown University, as well as an MA ...
Expert Witness: E-130159
This expert is an associate professor of finance at a prominent Hong Kong university, where his work focuses on bank risk management and financial markets. He obtained his postgraduate degrees from the Chinese University of Hong Kong, University of Essex and University of Cambridge, and completed executive training at both UC Berkeley and MIT. He created the first Basel-standard internal ratings-based (IRB) system in Hong Kong. Shortly after the collapse of Lehman ...
Expert Witness: E-155043
This highly qualified expert has over 25 years of experience in business, international, consumer credit, underwriting, and collections. He received his BBA in accounting from the University of Hawaii and is a certified consumer credit executive (CCCE) by the Society of Certified Credit Executives. He started his career off at American Express as a manager and team leader for credit review and collections call centers. In this role, he led a 20 member call center team ...
Expert Witness: E-130286
This expert serves as an assistant professor of finance at a respected Chinese university. For seven years prior, he was an assistant professor of finance at the Hong Kong University of Science and Technology. He received his PhD in finance from Yale University and his BS in economics from the University of Pennsylvania. His research interests include mutual funds, hedge funds, short selling, and behavioral finance. His work has been published in the Journal of Finance, ...
Expert Witness: E-117443
This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which ...
Expert Witness: E-180122
Prior to her academic career, this expert worked as an attorney for the Internal Revenue Service for nearly 15 years. While with the IRS, she tried 50 cases before the United States Tax Court, dealing with issues including fraud, business deductions, mergers and acquisitions, TEFRA partnerships, corporate expenses, and exempt organizations. She earned her JD at DePaul University and currently teaches law at Prestigious University. This expert was a Fulbright Professor ...
Expert Witness: E-086167
This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.
Expert Witness: E-124389
This expert has over 30 years experience as an insurance claim adjuster specializing in helping clients manage residential and commercial insurance claims after natural disasters or fires damage their property. He is a graduate of University of Central Oklahoma and a Certified Property Manager (CPM) with the Institute of Real Estate Management (IREM). He is licensed in 11 states. He is currently the Regional Director at a public insurance adjusting company where he ...
Expert Witness: E-015634
This expert specializes in structured finance, derivatives, securities and finance matters. His experience includes cash, synthetic and hybrid collateralized debt obligations (CDOs), asset-backed securities (ABS) of various types, structured investment vehicles (SIVs), collateralized loan obligations (CLOs), mortgage-backed securities (MBS), credit default swaps (CDS), interest rate swaps, credit-linked notes (CLNs), repurchase ("repo") agreements and securities fraud. ...

FINANCE EXPERT WITNESS CASE STUDIES

Game Studio Uses Copyright Material In Software Design FINANCE Expert Case

Game Studio Uses Copyright Material In Software Design

This case involves allegations of copyright infringement against a virtual reality game studio that produced a series of architectural design games. One of the buildings in the game is depicted with real-life murals, which were commissioned and designed by …

Construction Company Goes Bankrupt After Being Wrongfully Disbarred FINANCE Expert Case

This case involves a construction company that had several ongoing residential projects with a county. These projects were interrupted when the county wrongfully disbarred the construction company prohibiting them from bidding, contracting, subcontracting …

Commercial Bank Allegedly Violates Bond Redemption Regulations FINANCE Expert Case

This case involves US savings bonds worth $500,000 that were cashed at a bank in California without the knowledge or consent of the bond owner. The bank claimed that the owner of the bonds gave verbal permission for a coworker to come in and cash the bonds …

Bank Found Negligent In Instituting Anti Money Laundering Policies FINANCE Expert Case

This case involves a bank in Chicago that served as a trustee to a large insurance company. The trust account contained eligible securities valued at $15 million. The bank subsequently allowed a third-party to deposit ineligible securities into the account …

Parent Company Is Accused Of Wrongfully Terminating Franchise FINANCE Expert Case

Parent Company Is Accused Of Wrongfully Terminating Franchise

This is a class action lawsuit involving the termination of a franchise. It was alleged that the parent company terminated the franchise in violation of the California Franchise Act, which states a franchisor must have good cause to terminate a franchise.  …

Fraudulent Tax Credit Purchases Harm Plaintiffs’ Credit Scores FINANCE Expert Case

This case involves several high-income individuals who purchased tax credits that were later denied as fraudulent, resulting in the individuals receiving notices of tax deficiency for the years of the tax credit. Specifically, the individuals purchased tax …

Investment Broker Is Accused Of FINRA Violations FINANCE Expert Case

Investment Broker Is Accused Of FINRA Violations

This defamation case involves a broker who had a non-discretionary account with two clients. The clients invested approximately $500,000 into the account and lost $100,000. As a result, the clients created a website about the broker with numerous allegatio …

Bank Allegedly Finances Domestic Terrorist Attack FINANCE Expert Case

Bank Allegedly Finances Domestic Terrorist Attack

…  domestic economic sanctions, conducted illicit trade-finance transactions, and disguised financial payments in order to support and finance the terrorist group that committed the attack. An expert in …

Financial Advisor Fails To Adequately Support Development Project FINANCE Expert Case

…  hired to advise on a number of issues, including export finance. The railroad company terminated its agreement with the advisor due to …  to advise on a number of critical issues, including export finance. An expert in financial advising with experience in export finance to …