FINANCE EXPERT WITNESSES

Expert Witness Directory: E-324595
This highly qualified financial services expert has almost twenty years of experience across sales and trading, research, equity investing, and private equity. He earned his BA in economics and psychology and his MBA from University of North Carolina. He then gained his MS in finance from Georgetown University. This expert has served as a buy side trader and macro analyst at Goldman Sachs, the senior vice president of cross-asset and derivatives sales and trading at ...
Expert Witness Directory: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness Directory: E-009408
This financial expert earned his BA from Brown University, and his Master of International Affairs in Finance from Columbia University. He has held top leadership positions at numerous financial institutions including Standard & Poor's and Lehman Brothers He is the former Senior VP and Co-Head of Investment Banking Credit, Ratings Advisory, & Execution at Lehman Brothers. Through 2013, this expert was the Director/Senior Vice President - Ratings Advisory & Credit Review ...
Expert Witness Directory: E-107164
This well-credentialed expert specializes in damages analysis, financial economics, and valuations in complex commercial litigation. Experienced across a range of verticals, he has testified on numerous government matters, including the largest government contract dispute in history. He has also worked in many private litigation matters and has valued damages, intellectual property, and lost profits. The expert earned his BS from Georgetown University, as well as an MA ...
Expert Witness Directory: E-130159
This expert is an associate professor of finance at a prominent Hong Kong university, where his work focuses on bank risk management and financial markets. He obtained his postgraduate degrees from the Chinese University of Hong Kong, University of Essex and University of Cambridge, and completed executive training at both UC Berkeley and MIT. He created the first Basel-standard internal ratings-based (IRB) system in Hong Kong. Shortly after the collapse of Lehman ...
Expert Witness Directory: E-155043
This highly qualified expert has over 25 years of experience in business, international, consumer credit, underwriting, and collections. He received his BBA in accounting from the University of Hawaii and is a certified consumer credit executive (CCCE) by the Society of Certified Credit Executives. He started his career off at American Express as a manager and team leader for credit review and collections call centers. In this role, he led a 20 member call center team ...
Expert Witness Directory: E-130286
This expert serves as an assistant professor of finance at a respected Chinese university. For seven years prior, he was an assistant professor of finance at the Hong Kong University of Science and Technology. He received his PhD in finance from Yale University and his BS in economics from the University of Pennsylvania. His research interests include mutual funds, hedge funds, short selling, and behavioral finance. His work has been published in the Journal of Finance, ...
Expert Witness Directory: E-117443
This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which ...
Expert Witness Directory: E-180122
Prior to her academic career, this expert worked as an attorney for the Internal Revenue Service for nearly 15 years. While with the IRS, she tried 50 cases before the United States Tax Court, dealing with issues including fraud, business deductions, mergers and acquisitions, TEFRA partnerships, corporate expenses, and exempt organizations. She earned her JD at DePaul University and currently teaches law at Prestigious University. This expert was a Fulbright Professor ...
Expert Witness Directory: E-086167
This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.
Expert Witness Directory: E-124389
This expert has over 30 years experience as an insurance claim adjuster specializing in helping clients manage residential and commercial insurance claims after natural disasters or fires damage their property. He is a graduate of University of Central Oklahoma and a Certified Property Manager (CPM) with the Institute of Real Estate Management (IREM). He is licensed in 11 states. He is currently the Regional Director at a public insurance adjusting company where he ...
Expert Witness Directory: E-015634
This expert specializes in structured finance, derivatives, securities and finance matters. His experience includes cash, synthetic and hybrid collateralized debt obligations (CDOs), asset-backed securities (ABS) of various types, structured investment vehicles (SIVs), collateralized loan obligations (CLOs), mortgage-backed securities (MBS), credit default swaps (CDS), interest rate swaps, credit-linked notes (CLNs), repurchase ("repo") agreements and securities fraud. ...

FINANCE EXPERT WITNESS CASE STUDIES

Bank Allegedly Finances Domestic Terrorist Attack FINANCE Expert Case

Bank Allegedly Finances Domestic Terrorist Attack

…  domestic economic sanctions, conducted illicit trade-finance transactions, and disguised financial payments in order to support and finance the terrorist group that committed the attack. An expert in …

Financial Advisor Fails To Adequately Support Development Project FINANCE Expert Case

…  hired to advise on a number of issues, including export finance. The railroad company terminated its agreement with the advisor due to …  to advise on a number of critical issues, including export finance. An expert in financial advising with experience in export finance to …

Transit Agency Breaches Commercial Real Estate Contract FINANCE Expert Case

Transit Agency Breaches Commercial Real Estate Contract

This case involves a real-estate development project near a new metro station. The metropolitan transit agency, which runs the metro rail system, controlled the real estate in question, because of its proximity to the metro station. The transit agency soli …

Private Equity Fund Receives Low Conversion On International Bonds FINANCE Expert Case

This case involves a plaintiff private equity fund that owned zero coupon bonds convertible into the common stock issued by an entertainment company. The private equity fund converted its bonds and received fewer shares of common stock on conversion than i …

Former Medical Practice Owner Fails To Comply With Settlement Terms FINANCE Expert Case

This case involves a plaintiff plastic surgeon who lost wages after being terminated from a plastic surgery practice. The plaintiff ran several offices in the Los Angeles area that made up his practice and owned the commercial properties that housed each …

Seasoned Economics Consultant Reviews Antitrust Allegations FINANCE Expert Case

This case involves allegations of collusion made by an aluminum manufacturer in Ohio. The manufacturer alleged that a competing manufacturer had monopolized the regional aluminum market via exclusive contracts with the most prominent distributors. An exper …

Breach Of Fiduciary Duty Results In Theft of $11 Million FINANCE Expert Case

Breach Of Fiduciary Duty Results In Theft of $11 Million

This case involves commercial litigation arising out of the alleged theft of $11 million stolen from a building and construction materials distributor. The distributor’s lumber supplier allegedly overcharged the distributor for lumber, stole proprietary i …

Financial Company In Violation of SEC Terminates Whistleblower FINANCE Expert Case

Financial Company In Violation of SEC Terminates Whistleblower

This case involves a whistleblower who was employed as a manager by a financial firm. The employee was tasked with projecting a sales quota for the coming quarter. In the course of preparing her report, she allegedly demonstrated that the firm had been ove …

State Controller Refuses To Audit Company Accused Of Inaccurate Filing FINANCE Expert Case

This case involves an individual who had $500,000 remaining with an escrow company after the sale of her home. The escrow company agreed to wire transfer the net proceeds to the plaintiff’s bank account but instead sent a paper check. The check was mailed  …