FINANCIAL EXPERT WITNESSES

Expert Witness: E-075055
This highly qualified expert has extensive experience in finance having worked with asset managers, investment banks, and hedge funds. He holds a BS and MA in economics from Clemson University and a PhD in finance from the University of Tennessee. He is an active member of numerous professional societies including the Financial Management Association and the American Finance Association. In addition, he is a frequently invited lecturer in the finance space and is the ...
Expert Witness: E-297701
This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent ...
Expert Witness: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness: E-009408
This financial expert earned his BA from Brown University, and his Master of International Affairs in Finance from Columbia University. He has held top leadership positions at numerous financial institutions including Standard & Poor's and Lehman Brothers He is the former Senior VP and Co-Head of Investment Banking Credit, Ratings Advisory, & Execution at Lehman Brothers. Through 2013, this expert was the Director/Senior Vice President - Ratings Advisory & Credit Review ...
Expert Witness: E-130159
This expert is an associate professor of finance at a prominent Hong Kong university, where his work focuses on bank risk management and financial markets. He obtained his postgraduate degrees from the Chinese University of Hong Kong, University of Essex and University of Cambridge, and completed executive training at both UC Berkeley and MIT. He created the first Basel-standard internal ratings-based (IRB) system in Hong Kong. Shortly after the collapse of Lehman ...
Expert Witness: E-117443
This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which ...
Expert Witness: E-180122
Prior to her academic career, this expert worked as an attorney for the Internal Revenue Service for nearly 15 years. While with the IRS, she tried 50 cases before the United States Tax Court, dealing with issues including fraud, business deductions, mergers and acquisitions, TEFRA partnerships, corporate expenses, and exempt organizations. She earned her JD at DePaul University and currently teaches law at Prestigious University. This expert was a Fulbright Professor ...
Expert Witness: E-124389
This expert has over 30 years experience as an insurance claim adjuster specializing in helping clients manage residential and commercial insurance claims after natural disasters or fires damage their property. He is a graduate of University of Central Oklahoma and a Certified Property Manager (CPM) with the Institute of Real Estate Management (IREM). He is licensed in 11 states. He is currently the Regional Director at a public insurance adjusting company where he ...
Expert Witness: E-015419
This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, ...
Expert Witness: E-009202
This expert is a certified financial planner and chartered financial consultant who specializes in insurance strategy, financial services, and estate planning. He graduated with a degree in accountancy from Villanova University School of Business. This expert has spent more than 10 years working in the life insurance industry, three of which he spent as the head of the healthcare division of ABD, one of the nation's largest insurance brokerages. He is currently the ...
Expert Witness: E-070533
This highly qualified banking supervisory expert is a former officer at the Federal Reserve Board, where he was responsible for regulatory policies and supervisory standards surrounding credit, market, liquidity and operational risk management at regulated institutions. The expert first joined the Federal Reserve in 1991 as a Supervisory Financial Analyst and became a Deputy Associate Director for the Board of Governors in 2004. He oversaw market and liquidity risk, as ...
Expert Witness: E-058673
This expert's scholarship focuses on financial restructuring, leveraged buyouts, fraudulent transfer law, and local government. His recent publications have won the Southeastern Association of Law Schools' 2015 Call for Papers Competition and have been recognized by the Harvard Law School Bankruptcy Roundtable. Further, his articles have appeared in the Boston College Law Review, the William & Mary Law Review, the University of Connecticut Law Review, and the American ...

FINANCIAL EXPERT WITNESS CASE STUDIES

District Court Finds Multiple Actuary Expert Methodologies Reliable FINANCIAL Expert Case

Court: United States District Court for the Eastern District of Wisconsin Jurisdiction: Federal Case Name: Merrill v. Briggs & Stratton Corp. Citation: 2015 U.S. Dist. LEXIS 117677 In this class action lawsuit involving alleged violations of  …

E-Commerce Retailer Suffers Million Dollar Loss In Transportation Accident FINANCIAL Expert Case

This case involves a manufacturer of eco-friendly facial products sold by an e-commerce retailer. The e-commerce company hired a logistics firm to transport and distribute at least $1 million worth of facial products from Canada to California. While en rou …

Banking Experts Investigate Car Dealership Financing Dispute FINANCIAL Expert Case

This case involves a class action lawsuit against a car dealer. It was alleged that the defendant was improperly charging interest from the date of purchase and not from the date of financing. This allegedly resulted in a period of ten weeks during which t …

Commercial Bank Allegedly Violates Bond Redemption Regulations FINANCIAL Expert Case

This case involves US savings bonds worth $500,000 that were cashed at a bank in California without the knowledge or consent of the bond owner. The bank claimed that the owner of the bonds gave verbal permission for a coworker to come in and cash the bonds …

Bank Found Negligent In Instituting Anti Money Laundering Policies FINANCIAL Expert Case

This case involves a bank in Chicago that served as a trustee to a large insurance company. The trust account contained eligible securities valued at $15 million. The bank subsequently allowed a third-party to deposit ineligible securities into the account …

Parent Company Is Accused Of Wrongfully Terminating Franchise FINANCIAL Expert Case

Parent Company Is Accused Of Wrongfully Terminating Franchise

This is a class action lawsuit involving the termination of a franchise. It was alleged that the parent company terminated the franchise in violation of the California Franchise Act, which states a franchisor must have good cause to terminate a franchise.  …

Financial Advisor Fails To Adequately Support Development Project FINANCIAL Expert Case

…  case involves a railroad company that hired a financial advisor to support a project to develop a high-speed bullet train. To …  partnered with foreign technology companies and banks for financial support, along with domestic government agencies. The financial …