FINANCIAL EXPERT WITNESSES

Expert Witness: E-381899
This highly-skilled expert has nearly 15 years of experience in corporate bond trading, operations, and compliance. He holds a bachelor's in business administration from Temple University, is a certified scrum master, and is licensed in FINRA series 7, series, 63, and series 57. He started his career as an associate for emerging market fixed income sales at HSBC Global Banking and Markets, where he later became the vice president of emerging markets debt trading. He then ...
Expert Witness: E-502501
This highly qualified expert has nearly 30 years of experience in the legal sector. He received his AB in economics from UC Berkeley before earning his JD from Loyola Marymount University. This expert is also an accredited investment fiduciary. He specializes in insurance recovery and bad faith litigation, as well as ethics and compliance in the financial services profession. He is active in his field, having authored numerous periodicals and spoken at several ...
Expert Witness: E-491782
This expert is highly qualified in personal and small business finance. He earned his BS in computer science from the University of Southern Mississippi. He then received his MS in personal financial planning from the college for financial planning and his DBA in marketing from Keiser University. He is a certified financial planner and a member of the Financial Planning Association. He has been a financial advisor and an investment services advisor, as well as the ...
Expert Witness: E-154301
This highly qualified expert has years of experience in financial forensics and fraud examination. He received his BA in political science from the University of California Riverside and his MBA from the Graziadio School of Business and Management at Pepperdine University. He is certified as a valuation analyst and a fraud examiner. This expert has held several leadership positions in his field, including serving as a director for a top-25 national accounting and ...
Expert Witness: E-075055
This highly qualified expert has extensive experience in finance having worked with asset managers, investment banks, and hedge funds. He holds a BS and MA in economics from Clemson University and a PhD in finance from the University of Tennessee. He is an active member of numerous professional societies including the Financial Management Association and the American Finance Association. In addition, he is a frequently invited lecturer in the finance space and is the ...
Expert Witness: E-297701
This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent ...
Expert Witness: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness: E-009408
This financial expert earned his BA from Brown University, and his Master of International Affairs in Finance from Columbia University. He has held top leadership positions at numerous financial institutions including Standard & Poor's and Lehman Brothers He is the former Senior VP and Co-Head of Investment Banking Credit, Ratings Advisory, & Execution at Lehman Brothers. Through 2013, this expert was the Director/Senior Vice President - Ratings Advisory & Credit Review ...
Expert Witness: E-130159
This expert is an associate professor of finance at a prominent Hong Kong university, where his work focuses on bank risk management and financial markets. He obtained his postgraduate degrees from the Chinese University of Hong Kong, University of Essex and University of Cambridge, and completed executive training at both UC Berkeley and MIT. He created the first Basel-standard internal ratings-based (IRB) system in Hong Kong. Shortly after the collapse of Lehman ...
Expert Witness: E-130286
This expert serves as an assistant professor of finance at a respected Chinese university. For seven years prior, he was an assistant professor of finance at the Hong Kong University of Science and Technology. He received his PhD in finance from Yale University and his BS in economics from the University of Pennsylvania. His research interests include mutual funds, hedge funds, short selling, and behavioral finance. His work has been published in the Journal of Finance, ...
Expert Witness: E-093829
This expert has 13 years of experience in residential appraising in most MD counties. She is a Certified Residential Real Estate Appraiser, working with both lenders and individual clients to provide prompt and accurate real estate valuations for the purpose of purchase, refinance, estate and financial planning, tax appeals and other purposes. Prior to her position as Lead Appraiser/ Owner of a real estate appraisal firm, she was Appraiser at RT Appraiser. She is also a ...
Expert Witness: E-117443
This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which ...

FINANCIAL EXPERT WITNESS CASE STUDIES

District Court Finds Multiple Actuary Expert Methodologies Reliable FINANCIAL Expert Case

Court: United States District Court for the Eastern District of Wisconsin Jurisdiction: Federal Case Name: Merrill v. Briggs & Stratton Corp. Citation: 2015 U.S. Dist. LEXIS 117677 In this class action lawsuit involving alleged violations of  …

E-Commerce Retailer Suffers Million Dollar Loss In Transportation Accident FINANCIAL Expert Case

This case involves a manufacturer of eco-friendly facial products sold by an e-commerce retailer. The e-commerce company hired a logistics firm to transport and distribute at least $1 million worth of facial products from Canada to California. While en rou …

Banking Experts Investigate Car Dealership Financing Dispute FINANCIAL Expert Case

This case involves a class action lawsuit against a car dealer. It was alleged that the defendant was improperly charging interest from the date of purchase and not from the date of financing. This allegedly resulted in a period of ten weeks during which t …

Commercial Bank Allegedly Violates Bond Redemption Regulations FINANCIAL Expert Case

This case involves US savings bonds worth $500,000 that were cashed at a bank in California without the knowledge or consent of the bond owner. The bank claimed that the owner of the bonds gave verbal permission for a coworker to come in and cash the bonds …

Bank Found Negligent In Instituting Anti Money Laundering Policies FINANCIAL Expert Case

This case involves a bank in Chicago that served as a trustee to a large insurance company. The trust account contained eligible securities valued at $15 million. The bank subsequently allowed a third-party to deposit ineligible securities into the account …

Parent Company Is Accused Of Wrongfully Terminating Franchise FINANCIAL Expert Case

Parent Company Is Accused Of Wrongfully Terminating Franchise

This is a class action lawsuit involving the termination of a franchise. It was alleged that the parent company terminated the franchise in violation of the California Franchise Act, which states a franchisor must have good cause to terminate a franchise.  …