FINANCIAL EXPERT WITNESSES

Expert Witness Directory: E-075055
This highly qualified expert has extensive experience in finance having worked with asset managers, investment banks, and hedge funds. He holds a BS and MA in economics from Clemson University and a PhD in finance from the University of Tennessee. He is an active member of numerous professional societies including the Financial Management Association and the American Finance Association. In addition, he is a frequently invited lecturer in the finance space and is the ...
Expert Witness Directory: E-297701
This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent ...
Expert Witness Directory: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness Directory: E-009408
This financial expert earned his BA from Brown University, and his Master of International Affairs in Finance from Columbia University. He has held top leadership positions at numerous financial institutions including Standard & Poor's and Lehman Brothers He is the former Senior VP and Co-Head of Investment Banking Credit, Ratings Advisory, & Execution at Lehman Brothers. Through 2013, this expert was the Director/Senior Vice President - Ratings Advisory & Credit Review ...
Expert Witness Directory: E-130159
This expert is an associate professor of finance at a prominent Hong Kong university, where his work focuses on bank risk management and financial markets. He obtained his postgraduate degrees from the Chinese University of Hong Kong, University of Essex and University of Cambridge, and completed executive training at both UC Berkeley and MIT. He created the first Basel-standard internal ratings-based (IRB) system in Hong Kong. Shortly after the collapse of Lehman ...
Expert Witness Directory: E-117443
This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which ...
Expert Witness Directory: E-180122
Prior to her academic career, this expert worked as an attorney for the Internal Revenue Service for nearly 15 years. While with the IRS, she tried 50 cases before the United States Tax Court, dealing with issues including fraud, business deductions, mergers and acquisitions, TEFRA partnerships, corporate expenses, and exempt organizations. She earned her JD at DePaul University and currently teaches law at Prestigious University. This expert was a Fulbright Professor ...
Expert Witness Directory: E-124389
This expert has over 30 years experience as an insurance claim adjuster specializing in helping clients manage residential and commercial insurance claims after natural disasters or fires damage their property. He is a graduate of University of Central Oklahoma and a Certified Property Manager (CPM) with the Institute of Real Estate Management (IREM). He is licensed in 11 states. He is currently the Regional Director at a public insurance adjusting company where he ...
Expert Witness Directory: E-015419
This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, ...
Expert Witness Directory: E-009202
This expert is a certified financial planner and chartered financial consultant who specializes in insurance strategy, financial services, and estate planning. He graduated with a degree in accountancy from Villanova University School of Business. This expert has spent more than 10 years working in the life insurance industry, three of which he spent as the head of the healthcare division of ABD, one of the nation's largest insurance brokerages. He is currently the ...
Expert Witness Directory: E-070533
This highly qualified banking supervisory expert is a former officer at the Federal Reserve Board, where he was responsible for regulatory policies and supervisory standards surrounding credit, market, liquidity and operational risk management at regulated institutions. The expert first joined the Federal Reserve in 1991 as a Supervisory Financial Analyst and became a Deputy Associate Director for the Board of Governors in 2004. He oversaw market and liquidity risk, as ...
Expert Witness Directory: E-058673
This expert's scholarship focuses on financial restructuring, leveraged buyouts, fraudulent transfer law, and local government. His recent publications have won the Southeastern Association of Law Schools' 2015 Call for Papers Competition and have been recognized by the Harvard Law School Bankruptcy Roundtable. Further, his articles have appeared in the Boston College Law Review, the William & Mary Law Review, the University of Connecticut Law Review, and the American ...

FINANCIAL EXPERT WITNESS CASE STUDIES

Financial Advisor Fails To Adequately Support Development Project FINANCIAL Expert Case

…  case involves a railroad company that hired a financial advisor to support a project to develop a high-speed bullet train. To …  partnered with foreign technology companies and banks for financial support, along with domestic government agencies. The financial …

Former Medical Practice Owner Fails To Comply With Settlement Terms FINANCIAL Expert Case

This case involves a plaintiff plastic surgeon who lost wages after being terminated from a plastic surgery practice. The plaintiff ran several offices in the Los Angeles area that made up his practice and owned the commercial properties that housed each …

Seasoned Economics Consultant Reviews Antitrust Allegations FINANCIAL Expert Case

This case involves allegations of collusion made by an aluminum manufacturer in Ohio. The manufacturer alleged that a competing manufacturer had monopolized the regional aluminum market via exclusive contracts with the most prominent distributors. An exper …

Breach Of Fiduciary Duty Results In Theft of $11 Million FINANCIAL Expert Case

Breach Of Fiduciary Duty Results In Theft of $11 Million

This case involves commercial litigation arising out of the alleged theft of $11 million stolen from a building and construction materials distributor. The distributor’s lumber supplier allegedly overcharged the distributor for lumber, stole proprietary i …

Negligent Trust Management Leads To Multi-Million Dollar Loss FINANCIAL Expert Case

This case involves an insurance company that put its money into a trust with a depositor that ended up losing its money. The insurance company had a fronting agreement with a depository company. Part of the deal included the bank holding collateral in a tr …

Investment Banking Expert Reviews Equity Dispute FINANCIAL Expert Case

Investment Banking Expert Reviews Equity Dispute

This case involves a dispute between an investment fund and a luxury resort. The plaintiff firm invested in the defendant’s company, and the investment was executed under a zero-interest convertible note. Under the terms, the firm would either receive the  …