HEDGE FUND EXPERT WITNESSES

Expert Witness: E-136268
This expert has over 30 years of experience in investment management. He holds a BA in economics from Brandeis University and an MBA in finance and accounting from the University of California, Berkeley. Throughout his career managing portfolios and funds, he has bought and sold options and traded stocks, ETFs and mutual funds. As the former Managing Director and Portfolio Manager at Charles Schwab, he managed a $3.5B of mutual fund assets. In this role he was ...
Expert Witness: E-130286
This expert serves as an assistant professor of finance at a respected Chinese university. For seven years prior, he was an assistant professor of finance at the Hong Kong University of Science and Technology. He received his PhD in finance from Yale University and his BS in economics from the University of Pennsylvania. His research interests include mutual funds, hedge funds, short selling, and behavioral finance. His work has been published in the Journal of Finance, ...
Expert Witness: E-036179
This expert is a senior-level investment manager with extensive experience in long/short equity investing. He is an expert in hedge fund strategies, securities selection, portfolio management and other investment-related issues. He has provided consulting, investment research and expert witness services to investment funds and law firms since 2004. He earned his masters in business administration from Harvard Business School and is currently a Senior Investment ...
Expert Witness: E-007933
This expert has over 20 years of experience in advising asset managers of all sizes and complexities across fund and investment adviser formation, securities, corporate, regulatory, fund marketing, fund operations, investor due diligence, compliance and best practices front to back office infrastructure including legal negotiations and operational set up with various trading counter-parties and service providers such as fund administrators, prime brokers. He received ...
Expert Witness: E-007846
This expert has over 25 years of experience in the securities industry as an accounting and compliance specialist. Industry experience with broker-dealers, registered investment advisers, hedge funds,regulation, compliance, accounting, and information technology. He has been FINRA registered since 1984 and is also a licensed Financial and Operations Principal. He currently serves as Principal for a financial compliance services firm.
Expert Witness: E-007912
This expert currently serves as Owner and Founder of a hedge fund advisory firm that provides various services including due diligence evaluation, accounting, and compliance consulting. He previously worked in various positions as an accountant, a capital markets consultant, CFO, and Managing Director for a hedge fund consulting group. He is both a Certified Public Accountant and a Chartered Financial Analyst with a degree in Accounting from Hofstra University.
Expert Witness: E-007936
This expert has almost 15 years of experience in the financial services industry with a focus on direct investment and operational due diligence of alternative investments. She received her B.S. in Finance and Accounting. Her focus involves an in-depth inspection of hedge funds and their operations including hedge fund administrators. At PNC Asset Management, she served on the national due diligence unit and was responsible for the selection and monitoring of hedge, fund ...
Expert Witness: E-075055
This highly qualified expert has extensive experience in finance having worked with asset managers, investment banks, and hedge funds. He holds a BS and MA in economics from Clemson University and a PhD in finance from the University of Tennessee. He is an active member of numerous professional societies including the Financial Management Association and the American Finance Association. In addition, he is a frequently invited lecturer in the finance space and is the ...

HEDGE FUND EXPERT WITNESS CASE STUDIES

Hedge fund administrator ignores red flags of Ponzi scheme HEDGE FUND Expert Case

…  case involves an alleged Ponzi scheme at a hedge fund in which approximately 30 investors lost between $250,000 and $300,000 …  basis, as determined by the investment manager. The hedge fund administrator never received those valuations from the investment …

Private Equity Fund Manager Violates Securities Act With Ponzi Scheme HEDGE FUND Expert Case

…  case involves a private equity fund’s managing partner and the manager of the fund’s trading operations. The managing partner told potential investors that the fund was an investment vehicle that would allow investors to capitalize from …