CAPITAL MARKET EXPERT WITNESSES

Expert Witness: E-416122
This highly-qualified expert has years of experience in capital markets in addition to an impressive background in engineering and information technology. He received his BS in electrical engineering from Boḡaziçi University in his home country of Istanbul before earning both his MS in computer engineering and his PhD in electrical engineering at Syracuse University. He has experience in a variety of areas, including exchanges, over-the-counter platforms, securities, ...
Expert Witness: E-135998
This C-level financial executive has 35+ years of experience in investment banking, capital markets, private equity, and business development. He is an expert in the global alternative investment industry with a BS from Boston University, an MBA from Stern at NYU, and the Level I CAIA certification. He is also a regular speaker on the international alternative investments conference circuit and has contributed to various industry publications. Most recently, the expert ...
Expert Witness: E-070533
This highly qualified banking supervisory expert is a former officer at the Federal Reserve Board, where he was responsible for regulatory policies and supervisory standards surrounding credit, market, liquidity and operational risk management at regulated institutions. The expert first joined the Federal Reserve in 1991 as a Supervisory Financial Analyst and became a Deputy Associate Director for the Board of Governors in 2004. He oversaw market and liquidity risk, as ...
Expert Witness: E-062594
This asset lending, commercial contracts, and finance attorney currently works for a leading global law firm in New York. He earned his J.D. from Fordham University School of Law in 1982 and has been a financial attorney in New York for the past 30+ years. The expert spent over 22 years with Thacher Proffitt & Wood LLP, where he served as a Partner. He was also the Managing Partner of the New York office at SNR Denton for 2+ years. He has been recognized as a Fellow of ...
Expert Witness: E-037236
Since graduating from Northwestern Law School, this expert has worked as a corporate attorney for over 12 years. He has extensive experience advising as to SEC-registered and exempt transactions, including initial public offerings, common and preferred equity offerings and debt offerings. Additionally, he has worked in large, prestigious law firms such as Sidley Austin and also worked at the U.S. Treasury Department on the Troubled Asset Relief Program. He currently is ...
Expert Witness: E-015620
This expert has over 40 years of experience in every area of investment banking, including Mergers and Acquisitions (including LBOS and recapitalizations), Fairness Opinions, Adequacy Opinions, Solvency Opinions, Valuations, Damage Issues, Fiduciary Issues, Advice to Special Committees of Boards and Trustees, Due Diligence and Disclosure Issues, Financing of debt and equity both public and private, Leasing and Real Estate Financing, and many other areas. He graduated ...
Expert Witness: E-007912
This expert currently serves as Owner and Founder of a hedge fund advisory firm that provides various services including due diligence evaluation, accounting, and compliance consulting. He previously worked in various positions as an accountant, a capital markets consultant, CFO, and Managing Director for a hedge fund consulting group. He is both a Certified Public Accountant and a Chartered Financial Analyst with a degree in Accounting from Hofstra University.
Expert Witness: E-007221
This expert has been in the action sports industry for 30 years. A former National Sales Manager with Local Motion Inc., he has been operating his own action sports consulting firm for more than a decade. He consults on brand marketing, new product analysis, and market and trend research for specialty retailers, action sports brands, and sportswear manufacturers around the world. He also serves as an industry analyst for various financial and venture capital groups.
Expert Witness: E-014906
This highly qualified expert is Chief Investment Officer and founder of a corporation specializing in capital management. He is responsible for overseeing all aspects of the firm's investment process and is focused on the strategic direction as well. Recognized for his expertise, he is frequently asked to speak on topics such as investment policy, portfolio management, and the risk characteristics of Real Asset investing. He is a regular contributor to Bloomberg's Market ...
Expert Witness: E-009330
This expert specializes in gas station and convenience store operations, management, and safety, with specific focus on site valuations, operating procedures, capital and expense management. He earned a BS in Chemical Engineering from Cornell University and a MBA in Finance from Drexel University. He has 37 years of experience in the downstream petroleum refining and marketing industry with ARCO and BP. As President of BP West Coast Products, LLC and Vice President ...

CAPITAL MARKET EXPERT WITNESS CASE STUDIES

Energy Company Allegedly Misallocates Capital Expenditures CAPITAL MARKET Expert Case

Energy Company Allegedly Misallocates Capital Expenditures

…  to the limited partners through the allocation of capital expenditures for accounting purposes. This suit sought to compel the …  working for an energy company was sought to discuss how capital expenditures should be allocated in this …

Investment Experts Discuss Bank Fraud CAPITAL MARKET Expert Case

Investment Experts Discuss Bank Fraud

…  firm in West Virginia. It was alleged that the company’s capital market sale of student loans bundled into Synthetic Collateralized Debt …

Investment Firm Sues Attorney Over Corporate Dispute CAPITAL MARKET Expert Case

Investment Firm Sues Attorney Over Corporate Dispute

…  there was a misunderstanding over the annual fees the capital market investment firm owed to an investment bank, where the firm believed an …

Investment Advisory Service Accused of Breach in Fiduciary Duty CAPITAL MARKET Expert Case

…  significant equity losses due to allegedly negligent capital market investment advice provided by the defendant firm. The plaintiff in …  significant losses resulting from the financial crisis and market collapse. It was alleged that the defendants did not develop or …

Broker-Dealer Breaches Contract With Investment Firm CAPITAL MARKET Expert Case

Broker-Dealer Breaches Contract With Investment Firm

…  purchase of a small independent broker. The plaintiff is a capital market investment firm that deals primarily with public school districts, …