Financial Services and Insurance Expert Witness | New Hampshire

Expert Qualifications

This expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the insurance and financial services fields. This expert is is a former agency manager at John Hancock Financial Services, former managing principal at Waddell and Reed and a former Adjunct Professor in the department of finance at the University of Connecticut. He is currently an adjunct professor in financial management at a top university and the founder/consultant at a securities, insurance, and financial services expert witness and litigation consulting firm.

Bio Snapshot

Location: New Hampshire

BS, Southern Connecticut State University

FINRA Live Arbitrator Training

FINRA Arbitrator Expungement Training

FINRA Basic Arbitrator Training

Licensed, FINRA (NASD) Series 6

Licensed, FINRA (NASD) Series 7

Licensed, FINRA (NASD) Series 63

Licensed, FINRA (NASD) Series 65

Licensed, FINRA (NASD) Series 26

Licensed, FINRA (NASD) Series 24

Producer's License; Life, Accident,, and Health Insurance, Variable Life Insurance, and Variable Annuities

Certified Financial Planner

Chartered Financial Consultant

Chartered Life Underwriter

President, Greater New Haven National Association of Insurance and Financial Advisors

National Delegate, National Association of Insurance and Financial Advisors

Former, Agency Manager, John Hancock Financial Services

Former, Adjunct Professor, Department of Finance, University of Connecticut

Former, Managing Principal, Waddell & Reed

Current, Adjunct Professor in Financial Management at a top university

Current, Founder/Consultant at a Securities Expert Witness and Litigation Firm

Expert Tags