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Wealth Management & Brokerage Firm Litigation Expert Witness | Alabama

Expert Qualifications

This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, arbitration, and mediation situations. He has dealt with regulators, attorneys, clients, judges, mediators, and advisors in all of these situations. This expert has a BA in Political Science and an MBA with a marketing concentration, both from Vanderbilt University.

Bio Snapshot

Location: Alabama
BA, Political Science, Vanderbilt
MBA, Marketing Concentration, Vanderbilt
Former, National Sales Director, consultancy
Former, Financial Advisor, Merrill Lynch
Former, Complex Director, Merrill Lynch
Current, Multi Franchise Owner, hair cutting and styling company
Current, Business Development Consultant, wealth Consulting Group
Current, President, executive search firm

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