Wealth Management & Brokerage Firm Litigation Expert Witness | Alabama

Wealth Management & Brokerage Firm Litigation Expert Witness | Alabama

Wealth Management & Brokerage Firm Litigation | E-015419

Expert Qualifications

This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, arbitration, and mediation situations. He has dealt with regulators, attorneys, clients, judges, mediators, and advisors in all of these situations. This expert has a BA in Political Science and an MBA with a marketing concentration, both from Vanderbilt University.

Bio Snapshot

Location: Alabama

BA, Political Science, Vanderbilt

MBA, Marketing Concentration, Vanderbilt

Former, National Sales Director, consultancy

Former, Financial Advisor, Merrill Lynch

Former, Complex Director, Merrill Lynch

Current, Multi Franchise Owner, hair cutting and styling company

Current, Business Development Consultant, wealth Consulting Group

Current, President, executive search firm

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