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Asset Management Expert Witness | Illinois

Expert Qualifications

This expert has over 30 years of experience in asset management. He earned his BS in industrial and operations engineering from the University of Michigan before earning his MBA from Harvard University. He is licensed by the National Futures Association in national commodity futures and is a member of the National Futures Association Hearing Committee. Throughout his career, he has held multiple distinguished leadership roles. He was the vice president of investment banking for Donaldson, Lufkin, and Jenrette, and the vice president of Commercial Union Capital Corporation. While working for ABN AMRO Bank N.V., he rose from the head of financial engineering to the role of president and CEO of ABN AMRO. He was a founder and managing partner of Mumford Capital Partners, an equity partner of 2100 Xenon Group, and a partner of Emerging Edge Group. Currently, this expert serves as the chief financial officer, chief compliance officer, and secretary to the board of a registered investment advisor based in Illinois.

Bio Snapshot

Location: IL
BS, Industrial & Operations Engineering, University of Michigan
MBA, Harvard University
Licensed, National Commodity Futures, National Futures Association
Member, National Futures Association Hearing Committee
Former, Vice President, Investment Banking, Donaldson Lufkin and Jenrette
Former, Vice President, Commercial Union Capital Corporation
Former, Managing Director, Bank of America/Continental Bank
Former, President & CEO, ABN AMRO Inc.
Former, Founder & Managing Partner, Mumford Capital Partners
Former, Equity Partner, 2100 Xenon Group
Former, Global Head, Marketing & Client Services, 2001 Xenon Group
Former, Partner, Emerging Edge Group
Current, Secretary to the Board, a registered investment advisor in IL
Current, Chief Financial Officer, a registered investment advisor in IL
Current, Chief Compliance Officer, a registered investment advisor in IL

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