TREASURY EXPERT WITNESS CASE STUDIES

Banking Expert Witness Discusses Illegal Securities Sales Using Caribbean bank TREASURY Expert Case

A banking expert witness opines on a case involving a securities dealer who was convicted of illegal securities sales using a Caribbean bank. The defendant in this criminal case was convicted of selling unregistered securities, selling securities without  …

Terrorist Organization Designation Questioned in Civil Litigation TREASURY Expert Case

This is a piece of anti-terrorism civil litigation targeting a European paramilitary organization and its network of agencies and operators in South Dakota. In representing some of the victims of the groups’ insurgencies in the past decade, this case req …

FINRA Witnesses Comments on Dispute Between Broker and Former Employee TREASURY Expert Case

This case involves arbitration before FINRA in which a broker-dealer was sued by a former employee of the company. The employee alleged that he was not paid a bonus because of ulterior motives of the company, while the company alleged that the employee …