STOCK EXCHANGE EXPERT WITNESS CASE STUDIES

Private Equity Fund Receives Low Conversion On International Bonds STOCK EXCHANGE Expert Case

…  that owned zero coupon bonds convertible into the common stock issued by an entertainment company. The private equity fund converted its …  formula. An expert in trading on the Hong Kong Stock Exchange was sought to discuss the plaintiff’s ability to purchase the …

SEC Fines Company $50 Million For Covert Trading STOCK EXCHANGE Expert Case

SEC Fines Company $50 Million For Covert Trading

…  a company that was fined $50 million by the Securities Exchange Commission for secretly trading its own program in its dark pool trading system. The Securities Exchange Commission found that the company misused information from its dark …

Finance Experts Opine on Stock Conversion Dispute STOCK EXCHANGE Expert Case

Finance Experts Opine on Stock Conversion Dispute

…  case involves trading that occurred on a major European stock exchange. The plaintiff, a liquidated private equity fund, owned zero coupon …

NYSE Expert Witnesses Opine on Securities Fraud Case STOCK EXCHANGE Expert Case

NYSE Expert Witnesses Opine on Securities Fraud Case

This case involves a group of plaintiffs that allege the defendant (X-Corp) committed securities fraud by misleading investors about the profitability of the company’s core business (insurance) and reported false financial results by understating necessa …