SECURITIES EXPERT WITNESS CASE STUDIES

Company Delays Product Launch to Avoid Payouts to Securities Holders SECURITIES Expert Case

…  device company that allegedly breached its contract with securities holders. The company intentionally delayed the process of FDA …  device in order to avoid performance based payouts to securities holders. As a result of doing so, the medical device company is …

Banking Expert Discusses Alleged Breach in SEC Reporting Requirements SECURITIES Expert Case

This case involves a criminal matter against a bank and its individual officers, involving the bank’s reporting and disclosures of various loans. The tranche of construction loans under dispute were past their written principal maturity dates, current on  …

Derivatives Expert Opines on Banking Violations SECURITIES Expert Case

Derivatives Expert Opines on Banking Violations

This case involves a class of shareholders of a large commercial bank, who sought economic damages and alleged that the actions of the defendant, “the Bank”, were not in regulatory compliance. The shareholders maintained that the defendant engaged in d …

Securities Expert Witness Opines on Biotechnology Firm Valuation SECURITIES Expert Case

…  that plaintiffs had stated a claim against defendants for securities fraud. First, plaintiffs alleged that after Northfield had closed a …  in financial distress, and valuation of derivative securities for financial reporting and other purposes. Daubert …  24, 2006, and March 10 and 14, 2006.” Looking for a securities expert witness? Click here to find a vetted and screened …