SEC EXPERT WITNESSES

Expert Witness: E-176591
This highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where he was the Chair of Healthcare Industry Practice. Currently, this expert ...
Expert Witness: E-070514
This accounting consultant is a CPA with an M.B.A. from Cornell and a Ph.D. in Accounting from Ohio State University. Early in his career, he was an Academic Fellow in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission. He now works as a consultant to public companies on matters including SEC compliance, U.S. GAAP, international accounting standards, and control of international operations. He produces training content has led 250 ...
Expert Witness: E-493532
This expert has over 15 years of experience in cybersecurity. He received his BA in applied mathematics from UC Berkeley and his MS in applied and computational mathematics from Johns Hopkins University. He also earned his MBA in entrepreneurship from the University of Maryland. He is a certified information systems security professional. For many years, this expert worked for the NSA in varying roles. He began as a software and electrical engineer in the engineering ...
Expert Witness: E-377504
This highly qualified security and risk assessment expert has over 30 years of professional experience. He completed his BS in marketing from Louisiana State University and is a board certified physical security professional. He is a member of various professional organizations, including the American Society for Industrial Security and the National Contract Management Association. Formerly, this expert has held roles as a data communications sales manager at Bell, an ...
Expert Witness: E-355393
This highly qualified telecommunications expert has over 20 years of professional experience. In particular, he has experience in wireless and wired systems, cybersecurity, behavioral analytics, and security systems. He completed his BS from Ohio University and his MA from the University of Manitoba. He is a certified marine radio operator and general radiotelephone operator and instructor by the Federal Communications Commission. This expert is a member of various ...
Expert Witness: E-279607
This certified cyber security expert has over 25 years' experience in the global digital technology industry having spent the early years of her career as a software developer before working as a management consultant. She earned her post graduate diploma in e-commerce, economics, and technology at the University of London and a graduate diploma in law at University of Westminster. She has been a registered Information security auditor with International Register of ...
Expert Witness: E-301233
This highly qualified physical security expert has over 30 years of experience in the field including tags and seals, security negligence, and vulnerability assessments. He earned his BA in physics from Carleton College and his MS and PhD in physics from University of Colorado. This expert is a certified protection professional with ten US patents and a member of the American Society for Industrial Security. He served as a former senior systems engineer and section ...
Expert Witness: E-297995
This highly qualified expert has over 20 years of experience as a criminal justice educator and law enforcement trainer. He received his Associates in police science from Madison Area Technical College and his Bachelors in criminal justice administration from Mount Scenario College. He also earned his Master's in public administration and a diploma from the Law Enforcement Academy at Madison Area Technical College. He served with the Wisconsin Dells Police Department as ...
Expert Witness: E-107164
This well-credentialed expert specializes in damages analysis, financial economics, and valuations in complex commercial litigation. Experienced across a range of verticals, he has testified on numerous government matters, including the largest government contract dispute in history. He has also worked in many private litigation matters and has valued damages, intellectual property, and lost profits. The expert earned his BS from Georgetown University, as well as an MA ...
Expert Witness: E-000187
This highly qualified and board certified expert has over 40 years of experience in Security Management. He received his BA, MA and PhD from Wayne State University and is board certified in the American Society for Industrial Security and Association for Applied and Clinical Sociology and is also a Licensed Social Worker. He has published 75+ Journal Articles on security, safety and criminal justice. He is currently serving as Emeritus Professor in the Sociology and ...
Expert Witness: E-089778
This expert has spent more than three decades in the federal government, filling critical national security roles domestically and on behalf of the U.S. government overseas. He previously served as Assistant Administrator of TSA Security Operations, overseeing 450 airports and a $3.7 billion dollar budget. During his tenure, he successfully led a reorganization of the Office of Security Operations (OSO), improving communication with the field, streamlining HQ field ...
Expert Witness: E-187467
This highly qualified expert attended Marist College before joining the New York Police Department. After his retirement from NYPD, he became the director of hospital police at Bellevue Hospital where he was responsible for the operations of the hospital police personnel and the overall safety and security of the hospital. This expert was formerly the Chair of NYC Health and Hospitals Board of Directors of Hospital Police. He designed and established a local Hospital ...

SEC EXPERT WITNESS CASE STUDIES

Company’s Share Prices Drop After Alleged Performance Manipulation SEC Expert Case

…  is a securities class action case on behalf of purchasers of a company’s common …  forced to amend its annual report, which rendered prior SEC filings unreliable. As a result, share prices dropped 65% from when they …

Investment Firm Violates SEC Guidelines By Failing To Diversify SEC Expert Case

…  stock accounted for 38% of the fund’s portfolio, breaching SEC guidelines which stipulate that a mutual fund cannot invest more than 25% …  to suffer a loss of several hundred million. An expert in securities economics was sought to assess the loss incurred by employees from …

SEC Fines Company $50 Million For Covert Trading SEC Expert Case

SEC Fines Company $50 Million For Covert Trading

…  case involves a company that was fined $50 million by the Securities Exchange Commission for secretly trading its own program in its dark pool trading system. The …

SEC Expert Reviews Whistleblower Revenue Recognition Claims SEC Expert Case

This case involves complaints from various employees of a publicly traded company regarding their employer’s revenue recognition practices. It was alleged that the employer was recognizing revenue from high-tech and other specialized systems before their i …

Investment Experts Discuss Bank Fraud SEC Expert Case

Investment Experts Discuss Bank Fraud

…  was a class-action lawsuit under the Securities Exchange Act of 1934 against a major financial firm in West …  to disclose that they were under investigation by the Securities and Exchange Commission for making materially misleading statements …

SEC receiver seeks to recoup false profits from hedge fund investors SEC Expert Case

…  Securities and Exchange Commission filed an enforcement action against the …  operator pleaded guilty to a multi-count indictment for securities fraud, wire fraud, mail fraud and other charges. The SEC appointed a receiver who sued numerous hedge fund investors seeking to claw …