REGULATORY AFFAIRS EXPERT WITNESS CASE STUDIES

Senior Bank Officers Allegedly Involved In Loan Reporting Scheme REGULATORY AFFAIRS Expert Case

This case involves a bank’s alleged criminal reporting and disclosure of loans. The loans in question were automatically listed as “past due” in some of the bank’s internal tracking systems due to having passed the principal maturity date. However, so …

Banking Expert Witness Discusses Illegal Securities Sales Using Caribbean bank REGULATORY AFFAIRS Expert Case

A banking expert witness opines on a case involving a securities dealer who was convicted of illegal securities sales using a Caribbean bank. The defendant in this criminal case was convicted of selling unregistered securities, selling securities without  …

FDA Regulation Expert Opines on Zimmer Hip Replacement Metallosis REGULATORY AFFAIRS Expert Case

This case involves a 70 year-old woman with a history of rheumatoid arthritis who used the Zimmerman hip device after she fell at her home and dislocated her hip. After assessing her condition, the doctor decided a hip replacement was her best option. The  …

FDA Regulations Experts Weigh in On Medical Device Trademark Dispute REGULATORY AFFAIRS Expert Case

This case involves a trademark dispute between two manufacturers of consumer medical devices in Nevada. A company that offered a competing product with similar branding sued the defendant for trademark infringement, alleging that the defendant firm did n …

Derivatives Expert Opines on Banking Violations REGULATORY AFFAIRS Expert Case

Derivatives Expert Opines on Banking Violations

…  the actions of the defendant, “the Bank”, were not in regulatory compliance. The shareholders maintained that the defendant engaged …

Health Agency Allegedly Defrauds Medicare REGULATORY AFFAIRS Expert Case

Health Agency Allegedly Defrauds Medicare

This case takes place in Connecticut and involves alleged fraud in Medicare. The defendants owned and operated a home health care agency that employed nurses to provide complimentary medical services at assisted living facilities, offering free blood press …

Company Forced to Recall Products by FTC REGULATORY AFFAIRS Expert Case

Company Forced to Recall Products by FTC

This case takes place in Ohio and involves a pharmaceutical company that was ordered to remove products from retail outlets in a nationwide recall. The plaintiff filed a complaint alleging that the defendants had violated multiple sections of the FTC act b …

Financial Advisor Allegedly Violates FINRA Rules REGULATORY AFFAIRS Expert Case

Financial Advisor Allegedly Violates FINRA Rules

This case takes place in New York and involves an individual who bought a variety of financial products through through the defendant. They never bought or invested in an individual stock, and had explicitly instructed the defendant as to their desire to  …