PORTFOLIO MANAGEMENT EXPERT WITNESSES

Expert Witness: E-164540
This highly qualified expert has over 25 years of experience in the commercial real estate finance industry and his expertise includes real estate asset management, mortgage loan servicing, risk assessment and mitigation and relationship management. After receiving his bachelor's degree in Business Administration and Finance from Georgia State University, this expert went on to be a Contract Administrator at the Federal Asset Disposition Association. He then worked as a ...
Expert Witness: E-033509
This expert is an investment professional with over 25 years of experience in the securities industry, including investment management responsibility, broker-dealer management, due diligence oversight for sophisticated products, financial analysis, and high net worth sales expertise. A graduate of Dartmouth College and the Kellogg Graduate School of Management at Northwestern University, he has worked in the financial services and investment advisory business for over ...
Expert Witness: E-136268
This expert has over 30 years of experience in investment management. He holds a BA in economics from Brandeis University and an MBA in finance and accounting from the University of California, Berkeley. Throughout his career managing portfolios and funds, he has bought and sold options and traded stocks, ETFs and mutual funds. As the former Managing Director and Portfolio Manager at Charles Schwab, he managed a $3.5B of mutual fund assets. In this role he was ...
Expert Witness: E-061175
This expert has about 10 years experience in property management. He has vast experience as a property portfolio manager where he was responsible for asset management, building code compliance, and real estate/insurance appraisal. He is currently the Director of Community Association Management for the Pacific Northwest at a California based property management company.
Expert Witness: E-016068
This expert has over 30 years of experience in residential property management with a portfolio including multi-family apartments, condominium units, and single-family homes. After receiving his BA in business administration from National University this expert went on to become a certified property manager and certified community association manager. He is also a licensed real estate broker in California and Illinois. He previously worked as the co-owner and president ...
Expert Witness: E-225157
This expert has over 30 years of experience in the field of commercial banking. He has had extensive involvement in all facets of commercial, asset based, real estate and consumer lending as well as underwriting, credit analysis, credit risk review, portfolio management, due diligence and business refinancing. He completed his BA in commercial banking from Lousianna State University. This expert is a certified AIB instructor with specializations in analyzing financial ...
Expert Witness: E-060007
This expert is an associate professor in the Personal Financial Planning Department at a prominent Midwestern university. Completing her undergraduate studies in International Relations in China, she received her doctoral degree in Family Resource Management from The Ohio State University. Her research interests focus on helping individuals make informed financial decisions, specifically, decisions related to their portfolio management, financial risk-taking, as well as ...
Expert Witness: E-055576
This economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including as global head of MBS research at two major investment banks, CS First ...
Expert Witness: E-036179
This expert is a senior-level investment manager with extensive experience in long/short equity investing. He is an expert in hedge fund strategies, securities selection, portfolio management and other investment-related issues. He has provided consulting, investment research and expert witness services to investment funds and law firms since 2004. He earned his masters in business administration from Harvard Business School and is currently a Senior Investment ...
Expert Witness: E-014906
This highly qualified expert is Chief Investment Officer and founder of a corporation specializing in capital management. He is responsible for overseeing all aspects of the firm's investment process and is focused on the strategic direction as well. Recognized for his expertise, he is frequently asked to speak on topics such as investment policy, portfolio management, and the risk characteristics of Real Asset investing. He is a regular contributor to Bloomberg's Market ...

PORTFOLIO MANAGEMENT EXPERT WITNESS CASE STUDIES

Asset Management Firm Fails To Compensate Broker For $75 Million Deal PORTFOLIO MANAGEMENT Expert Case

…  case involves an asset management firm that asked the plaintiff to use his connections to approach several banks for purchase of the banks’ mortgage loan portfolios. At the time, the plaintiff was working indirectly for the firm as a …  used his connections to solicit the mortgage loan portfolio business of a bank that the firm had interacted with in the past but …

Hedge Fund Manager Is Wrongfully Terminated In The Midst Of SEC Probe PORTFOLIO MANAGEMENT Expert Case

This case involves the head of trading at a large hedge fund who was wrongfully terminated during an SEC probe. He had been implicated for misconduct by his previous employer and the claim required investigation. After the investigation, the head of tradi …

Financial Advisor Allegedly Violates FINRA Rules PORTFOLIO MANAGEMENT Expert Case

Financial Advisor Allegedly Violates FINRA Rules

This case takes place in New York and involves an individual who bought a variety of financial products through through the defendant. They never bought or invested in an individual stock, and had explicitly instructed the defendant as to their desire to  …

Hedge fund administrator ignores red flags of Ponzi scheme PORTFOLIO MANAGEMENT Expert Case

This case involves an alleged Ponzi scheme at a hedge fund in which approximately 30 investors lost between $250,000 and $300,000 each, for total losses of about $10 million. The fund’s investment manager chose to invest in unknown companies, rather than …