FINANCIAL EXPERT WITNESS CASE STUDIES

Lending Bank’s Involvement in Marketing Developer’s Property is Questioned FINANCIAL Expert Case

This case takes place in Florida and involves a bank that was promoting a property with an appraisal value of $21,000,000, (it had provided funding for) to prospective investors. A developer secured financing from a bank to purchase a piece of property. Th …

Financial Expert Advises on Breach of Fiduciary Duty by Private Wealth Manager FINANCIAL Expert Case

…  wealth manager. The Defendant provided investment advice, financial planning and other consulting services to investors. The plaintiff …  and investment recommendations, including development of a financial plan for which the plaintiffs paid a fee. The plaintiffs relied upon …

FINRA Witnesses Comments on Dispute Between Broker and Former Employee FINANCIAL Expert Case

This case involves arbitration before FINRA in which a broker-dealer was sued by a former employee of the company. The employee alleged that he was not paid a bonus because of ulterior motives of the company, while the company alleged that the employee …

Securities Expert Witness Opines on Biotechnology Firm Valuation FINANCIAL Expert Case

…  He specialized as an economist in monetary/macro theory, financial economics (including valuation theory), and international finance. He is a Chartered Financial Analyst (CFA-awarded by the CFA Institute)-the most difficult to …

Securities Expert Witness Evaluates Expired Stock Options FINANCIAL Expert Case

Securities Expert Witness Evaluates Expired Stock Options

…  consulting. He concentrated in two areas of economics: financial economics and industrial organization. Daubert Challenge: The …  advice to accredited investors. While a certified financial planner who focuses entirely on individual investment decisionmaking …