FINANCIAL EXPERT WITNESS CASE STUDIES

Financial Expert Advises on Breach of Fiduciary Duty by Private Wealth Manager FINANCIAL Expert Case

…  wealth manager. The Defendant provided investment advice, financial planning and other consulting services to investors. The plaintiff …  and investment recommendations, including development of a financial plan for which the plaintiffs paid a fee. The plaintiffs relied upon …

FINRA Witnesses Comments on Dispute Between Broker and Former Employee FINANCIAL Expert Case

This case involves arbitration before FINRA in which a broker-dealer was sued by a former employee of the company. The employee alleged that he was not paid a bonus because of ulterior motives of the company, while the company alleged that the employee …

Securities Expert Witness Opines on Biotechnology Firm Valuation FINANCIAL Expert Case

…  He specialized as an economist in monetary/macro theory, financial economics (including valuation theory), and international finance. He is a Chartered Financial Analyst (CFA-awarded by the CFA Institute)-the most difficult to …

Securities Expert Witness Evaluates Expired Stock Options FINANCIAL Expert Case

Securities Expert Witness Evaluates Expired Stock Options

…  consulting. He concentrated in two areas of economics: financial economics and industrial organization. Daubert Challenge: The …  advice to accredited investors. While a certified financial planner who focuses entirely on individual investment decisionmaking …

Eyeglass Manufacturers Accused of Price Manipulation FINANCIAL Expert Case

Eyeglass Manufacturers Accused of Price Manipulation

 This case takes place in Utah and involves the distribution channels of several major manufacturers of eyeglass components, and how they work with both big box stores and eye care professionals. Allegedly, the collection of eyeglass manufacturers imposed …