FINANCIAL SERVICES EXPERT WITNESSES

FINANCIAL SERVICES EXPERT WITNESS CASE STUDIES

Investment Banking Expert Reviews Equity Dispute FINANCIAL SERVICES Expert Case

Investment Banking Expert Reviews Equity Dispute

This case involves a dispute between an investment fund and a luxury resort. The plaintiff firm invested in the defendant’s company, and the investment was executed under a zero-interest convertible note. Under the terms, the firm would either receive the  …

Prominent Retail Company Accused Of Diverting Subsidiary Funds FINANCIAL SERVICES Expert Case

This case involves a plaintiff small business owner manufactured bathroom appliances with LED lights. The product became so popular that the small business owner could no longer keep up with the manufacturing on his own. The owner sold his business to …

Clothing Retailer Allegedly Perpetrates Systematic Credit Card Fraud FINANCIAL SERVICES Expert Case

This case was a class action suit involving a card processing scheme brought on behalf of a class of consumers who purchased clothing with a debit card and were unknowingly charged an undisclosed fee by the defendant retailer. To drive more sales and i …

Residential Mortgage Expert Opines On Loan Servicing Dispute FINANCIAL SERVICES Expert Case

Residential Mortgage Expert Opines On Loan Servicing Dispute

This case involves investors that purchased mortgage-backed securities (MBS) who demanded repurchase of the MBS. The loans that were represented as solid or safe turned out to be fraudulently reported subprime loans. It is alleged that the mortgage ser …

High-Value Investment Expert Opines on Convertible Note Dispute FINANCIAL SERVICES Expert Case

This case involves a dispute between an investment fund and a luxury hotel company. The fund invested in the hotel company, and the investment was executed under a zero-interest convertible note. The terms of the note were poorly written, leading the inves …

Investment Experts Discuss Bank Fraud FINANCIAL SERVICES Expert Case

Investment Experts Discuss Bank Fraud

…  under the Securities Exchange Act of 1934 against a major financial firm in West Virginia. It was alleged that the company’s capital …