BROKER EXPERT WITNESS CASE STUDIES

Asset Management Expert Discusses Unauthorized Trades by Broker BROKER Expert Case

…  The plaintiff was an investor who was working with a broker. The broker was managing a substantial fund, but had begun to move forward with …  risk tolerance. Over the course of several years, the broker continued speculative and unauthorized trading. During her tenure as a …

Restaurant Owners Engage in Real Estate Fraud BROKER Expert Case

Restaurant Owners Engage in Real Estate Fraud

…  The defendant engaged the services of a real estate broker to provide them with advice relating to the fair market value of the …

Broker-Dealer Breaches Contract With Investment Firm BROKER Expert Case

Broker-Dealer Breaches Contract With Investment Firm

…  due to an indirect purchase of a small independent broker. The plaintiff is a capital market investment firm that deals primarily …  in overrides or commissions. Since the plaintiff was not a broker-dealer they were required to work through another entity, paying them …

Real Estate Broker Liable for Giving Erroneous Zoning Information to Buyer BROKER Expert Case

This case involves a real estate buyer who wanted to buy a piece of property to use for a hair salon. An appraisal of the property reflected a valuation of $1,000,000. The listing agent told the buyer that the property was zoned “Business.” The listing …