BROKER EXPERT WITNESSES

Expert Witness: E-000891
This expert has been practicing in the risk management and insurance industry for over 30 years. Ranked first in her graduating Risk Management class and chosen nationally as a Risk and Insurance Management Society scholar, she has defended both insurers and brokers in many cases involving coverage disputes, lack of coverage and property loss. She is currently the President of her own risk management consulting firm, she regularly manages large Property and Casualty ...
Expert Witness: E-059314
This expert is highly experienced in property and broker errors and omissions as well as aviation issues. He attained his Chartered Property Casualty designation and the Accredited Advisor in Insurance designation from the Insurance Institute of America. He graduated from Wellcraft High-Performance Boat Driving School. He is the former VP of the American Motorcycle Association. He has testified in FL, the southern United States, and the Virgin Islands. He does not ...
Expert Witness: E-009202
This expert is a certified financial planner and chartered financial consultant who specializes in insurance strategy, financial services, and estate planning. He graduated with a degree in accountancy from Villanova University School of Business. This expert has spent more than 10 years working in the life insurance industry, three of which he spent as the head of the healthcare division of ABD, one of the nation's largest insurance brokerages. He is currently the ...
Expert Witness: E-075870
This expert has 21 years experience as Broker Consultant in Insurance & Reinsurance with special expertise in ERISA, and all types of medical stop loss and reinsurance (i.e. Provider Excess Loss and HMO reinsurance, etc.). Active Broker Consultant. Experienced speaker and persuasive writer. Retained for Expert Witness Opinion 37 times. Never been challenged. Helped settle 33 of 34 completed cases without trial. He brings a deep understanding of the managed care field, ...
Expert Witness: E-014913
This highly qualified expert has 10+ years of experience and specializes in both real estate sales and appraising, He currently owns and operates a leading full-service brokerage and appraisals firm as President, and he is a member of numerous professional organizations geared towards real estate. He is licensed as a PA broker of record, a real estate broker, and a real estate salesperson, and is also certified as a PA appraiser. He has been an invited guest speaker for ...
Expert Witness: E-297701
This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent ...
Expert Witness: E-015419
This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, ...
Expert Witness: E-008968
This expert has 13 years career experience in the mortgage industry. He attended The University of Louisville College of Business majoring in Finance, with minors in Accounting & Economics. Then he went on to earn certifications as a Certified Residential Mortgage Specialist, Certified Mortgage Consultant, and Certified Distressed Property Lender. He is a member of professional organizations including the Kentucky Association of Mortgage Professionals and National ...
Expert Witness: E-288137
This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.
Expert Witness: E-171097
This highly qualified expert has been involved in the construction services industry for over 30 years. He is a licensed general contractor and real estate broker in North Carolina. He has previously led community engagement and business development efforts for Kellog Brown and Root’s commercial construction unit and has extensive experience in construction supply-chain operations and government / corporate diverse and small business inclusion programs. Additionally, ...

BROKER EXPERT WITNESS CASE STUDIES

Investment Broker Is Accused Of FINRA Violations BROKER Expert Case

Investment Broker Is Accused Of FINRA Violations

…  defamation case involves a broker who had a non-discretionary account with two clients. The clients …  As a result, the clients created a website about the broker with numerous allegations about his trustworthiness and ability as an investment broker. One allegation suggested that the broker had numerous FINRA complaints. …

Asset Management Firm Fails To Compensate Broker For $75 Million Deal BROKER Expert Case

…  indirectly for the firm as a commercial real estate broker. As a result, the firm and the plaintiff did not enter into a written …  than $75 million. The plaintiff filed suit to get paid a brokerage fee with respect to the above …

Freight Broker Allegedly Liable For Truck Collision BROKER Expert Case

Freight Broker Allegedly Liable For Truck Collision

…  by approximately 13,000 pounds. The freight company brokered the haul with the trucking company directly. An expert freight broker was sought to speak to the duty of the broker to ensure that the trucks …

State Controller Refuses To Audit Company Accused Of Inaccurate Filing BROKER Expert Case

This case involves an individual who had $500,000 remaining with an escrow company after the sale of her home. The escrow company agreed to wire transfer the net proceeds to the plaintiff’s bank account but instead sent a paper check. The check was mailed  …

Insurance Broker Allegedly Steals Millions In Commissions BROKER Expert Case

Insurance Broker Allegedly Steals Millions In Commissions

…  involves a dispute between several owners of an insurance brokerage. It was alleged that one of the partners stole upwards of $2 million …  directly to the individual. An expert in insurance brokerage was sought to discuss whether it is customary for managing general …

Mortgage Brokerage Firm Fails To Disclose Franchise Bankruptcy BROKER Expert Case

…  property in California via the defendant mortgage brokerage firm based in Oregon. At the time of purchase, the couple had an …  a dry cleaner would be operational on the property. The brokerage firm had been informed by an appraiser that there would be no dry …

Asset Broker Accused of Neglected Fiduciary Duties BROKER Expert Case

Asset Broker Accused of Neglected Fiduciary Duties

…  is a securities fraud case where a broker, the employee of a large asset management firm in Illinois, was accused …  clients and claiming personal financial distress, the broker allegedly began to engage in increasingly risky and unauthorized trades. …  to expire altogether, with no value whatsoever. The broker did not advise his investors of these positions or to liquidate them at …