BANKING EXPERT WITNESS CASE STUDIES

Expert Witness Defends E-Commerce CEO Against Accounting Fraud Charges BANKING Expert Case

This case involves the CEO of an e-commerce business specializing in digital payment processing. The CEO started the company with almost no money in a one-room office that only had one telephone. He grew the business to eventually become one of the largest …

Private Equity Fund Manager Violates Securities Act With Ponzi Scheme BANKING Expert Case

This case involves a private equity fund’s managing partner and the manager of the fund’s trading operations. The managing partner told potential investors that the fund was an investment vehicle that would allow investors to capitalize from both bull …

Legal Malpractice Implicated by Implied Attorney-Client Relationship BANKING Expert Case

This case involves a college student who drowned in his university’s pool. The student’s mother considered the possibility of filing a lawsuit but was too distraught to get an attorney in the case. The student’s older brother worked as a bank securit …

Finance Expert Witness Opines on Alleged Securities Fraud BANKING Expert Case

This case involves a class of shareholders suing the defendant corporation for securities fraud . They alleged that the defendant, a large national technology company, repeatedly misled the investing public about their main product, a computer-processing c …

Alleged Fraud and Breach of Fiduciary Duty at Ski Resort BANKING Expert Case

Alleged Fraud and Breach of Fiduciary Duty at Ski Resort

This case involves a foreclosure and subsequent counterclaim by the owner of a parcel of property at a ski resort. An appraisal of the ski resort put the valuation of the property at $21,000,000. A real estate developer decided to sell subdivisions of a pr …

Company Sues Lender Over Changes in Their Refinancing Agreement BANKING Expert Case

This case involves two business owners who wanted to refinance their business property. The plaintiffs wanted to refinance with a limited recourse note, which would eliminate the possibility of personal liability. They went to a broker who recommended a co …

Construction Loan Marred by Potential Conflicts of Interest BANKING Expert Case

Construction Loan Marred by Potential Conflicts of Interest

This case involves two small business owners that believe they were defrauded by a bank that lent them money through Payday Loan Credits and an agent that was acting in the bank’s interests. The plaintiffs are owners of a restaurant that formed an LLC. Bot …