BANKING EXPERT WITNESS CASE STUDIES

Banking Expert Witness Evaluates Floor-Plan Financing Lawsuit BANKING Expert Case

…  career in international, commercial, and retail banking, which included his service as president of National Bank of Arkansas …  an MBA from Indiana University and graduated from two banking schools. According to Wojcik’s deposition, his schooling provided him …

Company Fails Due to Defective Product BANKING Expert Case

Company Fails Due to Defective Product

This case takes place in Pennsylvania and involves the forensic valuation of a start-up company. The plaintiffs are the owners of a start-up company that had designed a range of fantasy themed entertainment products, which were intended for use by young …

Financial Advisor Allegedly Violates FINRA Rules BANKING Expert Case

Financial Advisor Allegedly Violates FINRA Rules

This case takes place in New York and involves an individual who bought a variety of financial products through through the defendant. They never bought or invested in an individual stock, and had explicitly instructed the defendant as to their desire to  …

Bank alleges other banks breached standards on construction loan BANKING Expert Case

A building company and its owners owed a bank more than $13 million in loans. The loans were secured by all of the builder’s assets and the owners’ assets. One of the owners alerted the bank that he had overstated the assets of the building company whe …

Bank, parties argue over restructuring of bankrupt municipality’s finances BANKING Expert Case

Defendant bank, Wells Fargo, is the indenture trustee of a bankrupt municipality. The litigation stems from the plan for the adjustment of the municipality’s debts. The plan includes valuations for lease agreements on city-owned golf courses, parks and o …

Corporate Governance Expert Witness Examines Allegedly Lax FCPA Oversight BANKING Expert Case

In this case, a corporate governance expert witness was asked to opine on a shareholder derivative action on behalf of a nominal party, an oil and gas company, filed against its board of directors. The action alleges the board failed to install and maintai …

Investment expert witness advises on firm’s alleged insider trading BANKING Expert Case

An investment expert witness advises on a case involving a capital market investment firm who allegedly acted on inside information. The Securities and Exchange Commission (SEC) alleges that prior to an announcement of a merger agreement between two compan …

Bank Worker Fired After Taking Sick Leave BANKING Expert Case

Bank Worker Fired After Taking Sick Leave

This case involves a man who worked as a bank employee. The man had been working at his job for 25 years, and was one of the longest–serving employees due to the company’s low employee retention rate. The man became sick and started suffering from depress …

Telecommunications Company Undergoes Audit of Its Financial Statements BANKING Expert Case

This case involves a publicly traded telecommunications company. The company went public when it acquired a publicly traded long distance telecom services company. Throughout the 2000s, the company continued to grow by acquiring various companies and expan …