BANKING EXPERT WITNESS CASE STUDIES

Accounting Expert Examines Financial Transfers Used by Ponzi Scheme BANKING Expert Case

In this case, an accounting expert was called in by the plaintiff in order to examine financial records detailing alleged irregularities by the defendant. The plaintiff was the receiver appointed to oversee proceedings to benefit hedge fund investors in O …

Banking Expert Discusses Alleged Breach in SEC Reporting Requirements BANKING Expert Case

This case involves a criminal matter against a bank and its individual officers, involving the bank’s reporting and disclosures of various loans. The tranche of construction loans under dispute were past their written principal maturity dates, current on  …

Derivatives Expert Opines on Banking Violations BANKING Expert Case

Derivatives Expert Opines on Banking Violations

…  properly recording their losses, a violation of the banking industry regulations, and was therefore liable for damages. …

Trustee of $15 Million Estate Treats it as His Own BANKING Expert Case

Trustee of $15 Million Estate Treats it as His Own

This case takes place in Kentucky and involves a $15 million estate left by a father to his daughter. After receiving the estate, the daughter was severely injured in a car accident which left her brain damaged. For many years after her accident, her uncle …

E-mail messages between real estate buyer and seller create binding agreement BANKING Expert Case

This case involves a buyer who was interested in purchasing 2 undeveloped lots owned by a seller. The parties’ attorneys began negotiating the terms of the sale through email messages. The buyer’s attorney emailed the seller’s attorney and sent a “ …

Lending Bank’s Involvement in Marketing Developer’s Property is Questioned BANKING Expert Case

This case takes place in Florida and involves a bank that was promoting a property with an appraisal value of $21,000,000, (it had provided funding for) to prospective investors. A developer secured financing from a bank to purchase a piece of property. Th …

FINRA Witnesses Comments on Dispute Between Broker and Former Employee BANKING Expert Case

This case involves arbitration before FINRA in which a broker-dealer was sued by a former employee of the company. The employee alleged that he was not paid a bonus because of ulterior motives of the company, while the company alleged that the employee …