BANKING EXPERT WITNESS CASE STUDIES

Banking Expert Discusses Alleged Breach in SEC Reporting Requirements BANKING Expert Case

This case involves a criminal matter against a bank and its individual officers, involving the bank’s reporting and disclosures of various loans. The tranche of construction loans under dispute were past their written principal maturity dates, current on  …

Derivatives Expert Opines on Banking Violations BANKING Expert Case

Derivatives Expert Opines on Banking Violations

…  properly recording their losses, a violation of the banking industry regulations, and was therefore liable for damages. …

Trustee of $15 Million Estate Treats it as His Own BANKING Expert Case

Trustee of $15 Million Estate Treats it as His Own

This case takes place in Kentucky and involves a $15 million estate left by a father to his daughter. After receiving the estate, the daughter was severely injured in a car accident which left her brain damaged. For many years after her accident, her uncle …

E-mail messages between real estate buyer and seller create binding agreement BANKING Expert Case

This case involves a buyer who was interested in purchasing 2 undeveloped lots owned by a seller. The parties’ attorneys began negotiating the terms of the sale through email messages. The buyer’s attorney emailed the seller’s attorney and sent a “ …

Lending Bank’s Involvement in Marketing Developer’s Property is Questioned BANKING Expert Case

This case takes place in Florida and involves a bank that was promoting a property with an appraisal value of $21,000,000, (it had provided funding for) to prospective investors. A developer secured financing from a bank to purchase a piece of property. Th …

FINRA Witnesses Comments on Dispute Between Broker and Former Employee BANKING Expert Case

This case involves arbitration before FINRA in which a broker-dealer was sued by a former employee of the company. The employee alleged that he was not paid a bonus because of ulterior motives of the company, while the company alleged that the employee …

Banking Expert Witness Evaluates Floor-Plan Financing Lawsuit BANKING Expert Case

…  career in international, commercial, and retail banking, which included his service as president of National Bank of Arkansas …  an MBA from Indiana University and graduated from two banking schools. According to Wojcik’s deposition, his schooling provided him …

Company Fails Due to Defective Product BANKING Expert Case

Company Fails Due to Defective Product

This case takes place in Pennsylvania and involves the forensic valuation of a start-up company. The plaintiffs are the owners of a start-up company that had designed a range of fantasy themed entertainment products, which were intended for use by young …