ANNUITY EXPERT WITNESS CASE STUDIES

Retirement Plan Sponsor Fails To Maintain Adequate Record-Keeping ANNUITY Expert Case

This case involves alleged breaches of fiduciary duty under ERISA for participants in 403(b) retirement plans. Plaintiffs claimed that the defendant plan sponsor failed to ensure that the plans retained prudent investment options and allowed the payment  …

Accounting Expert Examines Financial Transfers Used by Ponzi Scheme ANNUITY Expert Case

In this case, an accounting expert was called in by the plaintiff in order to examine financial records detailing alleged irregularities by the defendant. The plaintiff was the receiver appointed to oversee proceedings to benefit hedge fund investors in O …

Financial Experts Analyze Inventor’s Earning Potential ANNUITY Expert Case

Financial Experts Analyze Inventor’s Earning Potential

This case takes place in Florida and involves a deceased inventor who died in an automobile accident. He worked at various prestigious technology companies throughout his career, ranging from Apple to IBM. He studied engineering at MIT, after which he went …

Company Accountants Distort Financial Statements ANNUITY Expert Case

Company Accountants Distort Financial Statements

This case takes place in New York and involves a breach in fiduciary duty by an accountant. The plaintiff is the owner of a large farm equipment dealership. The defendants were, at the time of the incident, employees at this dealership. The plaintiff enter …

Financial Advisor Allegedly Violates FINRA Rules ANNUITY Expert Case

Financial Advisor Allegedly Violates FINRA Rules

This case takes place in New York and involves an individual who bought a variety of financial products through through the defendant. They never bought or invested in an individual stock, and had explicitly instructed the defendant as to their desire to  …