401K EXPERT WITNESS CASE STUDIES

Retirement Plan Sponsor Fails To Maintain Adequate Record-Keeping 401K Expert Case

This case involves alleged breaches of fiduciary duty under ERISA for participants in 403(b) retirement plans. Plaintiffs claimed that the defendant plan sponsor failed to ensure that the plans retained prudent investment options and allowed the payment  …

Securities Expert Witness Evaluates Expired Stock Options 401K Expert Case

Securities Expert Witness Evaluates Expired Stock Options

Case: First Marblehead Corp v. House, 541 F.3d 39 (2008) Background: Plaintiff First Marblehead Corp., a former employer, sued defendant Gregory House, a former employee, seeking a declaratory judgment that the employee’s stock options had expired t …